Search for: "Securities And Exchange Commission v. Schroeder" Results 1 - 7 of 7
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14 Feb 2011, 5:00 am by Erica Woodruff
  But when litigated, they are not automatic as the decsion in Securities and Exchange Commission v. [read post]
6 May 2021, 3:30 am by Caprice Roberts
The Securities and Exchange Commission (SEC) has faced, and continues to face, an array of criticisms for aggressive uses of its disgorgement remedy pursuant to statutory authorization. [read post]
16 May 2009, 7:33 am by Michael Payne
Schroeder On February 17, 2009, the President signed Public Law 111-5, the American Recovery and Reinvestment Act of 2009 (also known as “ARRA,” the “Recovery Act,” and the “Stimulus Act”), including a number of provisions to be implemented in Federal Government contracts. [read post]
7 Oct 2015, 4:46 pm by Kevin LaCroix
July 10, 2013) (holding attorney-client privilege and work-product protection were waived where company voluntarily provided to the Securities Exchange Commission the content of interview notes and summaries prepared by counsel); but see SEC v. [read post]
6 Dec 2017, 1:19 pm by ligitsec
Time agreed to pay $25,000, $12,500 in advance and an additional $12,500 at publication, in exchange for the right to excerpt 7,500 words from Mr. [read post]
16 May 2012, 7:37 am by Rob Robinson
Technology Assisted Review Backgrounder - bit.ly/IiTGtb (@OrangeLT) ABA Commission Proposes Ethics Rule Requiring Adequate Data Security – bit.ly/LEqLBX (Scott Loughlin) Are Predictive Coding Disclosures Required? [read post]